CAP · For independent advisors

More to offer your clients. Less paperwork for you. Your book stays yours.

CAP is a home for advisors who want to bring their clients better ideas, spend less time on paperwork, and keep full ownership of what they've built.

Book 30 minutes with Steve

At a glance

"Bring your clients more. Keep what's yours."

90%Up to $250k of IAR revenue
95%On IAR revenue above $250kTrue payout, not tiered
$0Monthly or platform fees for advisors using our Manager Marketplace

Why we work with 1099 advisors

Two minutes from Steve Larsen.

01 · Alternatives

Ideas your clients will
actually talk about.

Through Hartley, CAP advisors can offer private credit, real estate and local deals: investments with names and places your clients recognize.

No more watching your best clients write that check to someone else. Now it's part of the conversation you're already having.

Private credit

Income ideas that don't depend on the stock market.

Real estate

Buildings and projects clients can drive past.

Local deals

Businesses in your own community, owned by your own clients.

02 · Platform

CAP Digital does the
work behind the work.

You meet with clients. CAP Digital handles what comes after.

Less time at the desk. More time with the people you serve.

I

Meeting notes and follow-up emails

Your notes are written up and a follow-up email is drafted and ready for you to review and send.

II

Paperwork

Account opening, transfers and forms get prepared for you, so you aren't stuck re-typing.

III

Rebalancing and trading

Models are rebalanced and trades go through to Schwab without a spreadsheet marathon.

IV

Planning deliverables

Client-ready plans and summaries you can put on the table at the next meeting.

03 · Ownership

Your book. Your clients.
Your call.

Your client relationships belong to you. If CAP ever stops being the right fit, they go with you.

CAP offers transition assistance to help you move your book.

You can keep your own brand, or build under a ready-made regional name: CAP Northwest, CAP Midwest, CAP Southwest or CAP Southeast. It's up to you.

Your book

It stays yours.

Your fee schedule

You set what your clients pay.

Transition assistance

CAP helps you move your book.

Optional regional brand

CAP Northwest, Midwest, Southwest or Southeast.

In their words

“You guys give us a lot of ways to have autonomy with what we want our practice to look like, but also the resources to plug in to the best models out there. And I don’t have to be the expert on alternatives, because I allow the guys at CAP to vet those investments.”

Tyson Blake, CAP advisor

The terms

Plain terms, in writing.

Bring your book

  • 90%up to $250k of IAR revenue
  • 95%on IAR revenue above $250kTrue payout, not tiered

Included

  • Transition, technology and monthly rep fees are included
  • Transition assistance to help you move your book
  • Client Service Associate (CSA) support, 5 hours a week during your first 6 months
  • No affiliated broker-dealer

Terms summarized. Full details are in your advisor agreement.

Book 30 minutes with Steve

Who it's for

CAP is a good fit if you…

Next step

Let's talk about your practice.

It's a 30-minute call with Steve. Bring your questions and your numbers, and you'll come away knowing if CAP fits. There's no pressure.

Book 30 minutes with Steve calendly.com/stlarsen/cap-northwest-30-min

Book 30 minutes with Steve